FTfm: Nordea ‘silent’ over SEC investigation, Tale of an u...


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Financial Times
FT.com/ftfm
Sunday July 28 2013

Financial Times - FTfm
 
Nordea 'silent' over SEC investigation
Former employees claim the Nordic asset manager should have disclosed legal problems at a US investment adviser of one of its funds
http://link.ft.com/r/0QSDPP/ULWC4D/6VRT5E/GYKQ41/SUYU5R/ID/h?a1=2013&a2=7&a3=28
 
Tale of an unregulated regulatory consultancy
Provider claiming to offer regulatory expertise to start-up businesses is not registered with the UK watchdog and is under investigation
http://link.ft.com/r/0QSDPP/ULWC4D/6VRT5E/GYKQ41/EK0KBU/ID/h?a1=2013&a2=7&a3=28
 
Kodak pension deal marred by confusion
The UK pension fund of Eastman Kodak, the photography company, is scrambling to collect votes from members to approve a new pension scheme
http://link.ft.com/r/0QSDPP/ULWC4D/6VRT5E/GYKQ41/A5G51U/ID/h?a1=2013&a2=7&a3=28
 
Financial services get glammed up
The image-building of financial services firms have long been a laughing stock, with few wealth managers thinking about branding, writes Yuri Bender
http://link.ft.com/r/0QSDPP/ULWC4D/6VRT5E/GYKQ41/1ONOQL/ID/h?a1=2013&a2=7&a3=28
 
Detroit default exposes phantom returns
The US city's bankruptcy highlights problems with pensions and the social security system beyond its municipal borders, says John Dizard
http://link.ft.com/r/0QSDPP/ULWC4D/6VRT5E/GYKQ41/OFWFZJ/ID/h?a1=2013&a2=7&a3=28
 
US saunters away from the end of QE
Improving employment figures could make the end of QE a positive development in the US, but the same will not be true for the ECB, says Jim McCaughan
http://link.ft.com/r/0QSDPP/ULWC4D/6VRT5E/GYKQ41/87H7PK/ID/h?a1=2013&a2=7&a3=28
 
Activist shareholders go big
Activist shareholders are building up stakes in larger, high-profile businesses, as part of a trend to focus on fewer companies during campaigns
http://link.ft.com/r/0QSDPP/ULWC4D/6VRT5E/GYKQ41/Z8R8EC/ID/h?a1=2013&a2=7&a3=28
 
US advisers increase allocations to ETFs
US financial advisers are now just as likely to invest new money from clients into exchange traded funds as traditional mutual funds
http://link.ft.com/r/0QSDPP/ULWC4D/6VRT5E/GYKQ41/T1I1WL/ID/h?a1=2013&a2=7&a3=28
 
Hedge fund gates come under fire
Locking investors into funds is hurting the industry's reputation, as many hedge funds who employ gates charged higher than average fees
http://link.ft.com/r/0QSDPP/ULWC4D/6VRT5E/GYKQ41/OFWFZR/ID/h?a1=2013&a2=7&a3=28
 
'Asset managers are the good guys'
Christian Dargnat, the new president of Efama, says asset managers benefit the global economy because they are long-term investors
http://link.ft.com/r/0QSDPP/ULWC4D/6VRT5E/GYKQ41/SUYU46/ID/h?a1=2013&a2=7&a3=28
 
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